2003 WL 118221 (U.S.)
ERIC ELDRED, et al., PETITIONERS
v.
JOHN D. ASHCROFT, ATTORNEY GENERAL
No. 01-618
United States Supreme Court.
Argued October 9, 2002
Decided January 15, 2003
Syllabus [FN*]
FN* The syllabus constitutes no part of the opinion of the Court but has been prepared by the Reporter of Decisions for the convenience of the reader. See United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
The Copyright and Patent Clause, U. S. Const., Art. I, §8, cl. 8, provides as
to copyrights: 'Congress shall have Power ... [t]o promote the Progress of
Science ... by securing [to Authors] for limited Times ... the exclusive Right
to their ... Writings.' In the 1998 Copyright Term Extension Act (CTEA), Congress
enlarged the duration of copyrights by 20 years: Under the 1976 Copyright Act
(1976 Act), copyright protection generally lasted from a work's creation until
50 years after the author's death; under the CTEA, most copyrights now run from
creation until 70 years after the author's death, 17 U. S. C. §302(a). As in
the case of prior copyright extensions, principally in 1831, 1909, and 1976,
Congress provided for application of the enlarged terms to existing and future
copyrights alike.
Petitioners, whose products or services build on copyrighted works that have
gone into the public domain, brought this suit seeking a determination that the
CTEA fails constitutional review under both the Copyright Clause's 'limited
Times' prescription and the First Amendment's free speech guarantee.
Petitioners do not challenge the CTEA's 'life-plus-70-years' time span itself.
They maintain that Congress went awry not with respect to newly created works,
but in enlarging the term for published works with existing copyrights. The
'limited Tim[e]' in effect when a copyright is secured, petitioners urge,
becomes the constitutional boundary, a clear line beyond the power of Congress
to extend. As to the First Amendment, petitioners contend that the CTEA is a
content-neutral regulation of speech that fails inspection under the heightened
judicial scrutiny appropriate for such regulations. The District Court entered
judgment on the pleadings for the Attorney General (respondent here), holding
that the CTEA does not violate the Copyright Clause's 'limited Times'
restriction because the CTEA's terms, though longer than the 1976 Act's terms,
are still limited, not perpetual, and therefore fit within Congress'
discretion. The court also held that there are no First Amendment rights to use
the copyrighted works of others. The District of Columbia Circuit affirmed. In
that court's unanimous view, Harper & Row, Publishers, Inc. v. Nation
Enterprises, 471 U. S. 539, foreclosed petitioners' First Amendment
challenge to the CTEA. The appeals court reasoned that copyright does not
impermissibly restrict free speech, for it grants the author an exclusive right
only to the specific form of expression; it does not shield any idea or fact
contained in the copyrighted work, and it allows for 'fair use' even of the
expression itself. A majority of the court also rejected petitioners' Copyright
Clause claim. The court ruled that Circuit precedent precluded petitioners'
plea for interpretation of the 'limited Times' prescription with a view to the
Clause's preambular statement of purpose: 'To promote the Progress of Science.'
The court found nothing in the constitutional text or history to suggest that a
term of years for a copyright is not a 'limited Time' if it may later be
extended for another 'limited Time.' Recounting that the First Congress made
the 1790 Copyright Act applicable to existing copyrights arising under state
copyright laws, the court held that that construction by contemporaries of the
Constitution's formation merited almost conclusive weight under Burrow-Giles
Lithographic Co. v. Sarony, 111 U. S. 53, 57. As early as McClurg v.
Kingsland, 1 How. 202, the Court of Appeals recognized, this Court made it
plain that the Copyright Clause permits Congress to amplify an existing
patent's terms. The court added that this Court has been similarly deferential
to Congress' judgment regarding copyright. E.g., Sony Corp. of America v.
Universal City Studios, Inc., 464 U. S. 417. Concerning petitioners'
assertion that Congress could evade the limitation on its authority by
stringing together an unlimited number of 'limited Times,' the court stated
that such legislative misbehavior clearly was not before it. Rather, the court
emphasized, the CTEA matched the baseline term for United States copyrights
with the European Union term in order to meet contemporary circumstances.
Held: In placing existing and future copyrights in parity in the CTEA,
Congress acted within its authority and did not transgress constitutional
limitations. Pp. 7-31.
1. The CTEA's extension of existing copyrights does not exceed Congress' power
under the Copyright Clause. Pp. 7-28.
(a) Guided by text, history, and precedent, this Court cannot agree with
petitioners that extending the duration of existing copyrights is categorically
beyond Congress' Copyright Clause authority. Although conceding that the CTEA's
baseline term of life plus 70 years qualifies as a 'limited Tim[e]' as applied
to future copyrights, petitioners contend that existing copyrights extended to
endure for that same term are not 'limited.' In petitioners' view, a time
prescription, once set, becomes forever 'fixed' or 'inalterable.' The word
'limited,' however, does not convey a meaning so constricted. At the time of
the Framing, 'limited' meant what it means today: confined within certain
bounds, restrained, or circumscribed. Thus understood, a time span
appropriately 'limited' as applied to future copyrights does not automatically
cease to be 'limited' when applied to existing copyrights. To comprehend the
scope of Congress' Copyright Clause power, 'a page of history is worth a volume
of logic.' New York Trust Co. v. Eisner, 256 U. S. 345, 349. History
reveals an unbroken congressional practice of granting to authors of works with
existing copyrights the benefit of term extensions so that all under copyright
protection will be governed evenhandedly under the same regime. Moreover,
because the Clause empowering Congress to confer copyrights also authorizes
patents, the Court's inquiry is significantly informed by the fact that early
Congresses extended the duration of numerous individual patents as well as
copyrights. Lower courts saw no 'limited Times' impediment to such extensions.
Further, although this Court never before has had occasion to decide whether
extending existing copyrights complies with the 'limited Times' prescription,
the Court has found no constitutional barrier to the legislative expansion of
existing patents. See, e.g., McClurg, 1 How., at 206. Congress'
consistent historical practice reflects a judgment that an author who sold his
work a week before should not be placed in a worse situation than the author
who sold his work the day after enactment of a copyright extension. The CTEA
follows this historical practice by keeping the 1976 Act's duration provisions
largely in place and simply adding 20 years to each of them.
The CTEA is a rational exercise of the legislative authority conferred by the
Copyright Clause. On this point, the Court defers substantially to Congress. Sony,
464 U. S., at 429. The CTEA reflects judgments of a kind Congress typically
makes, judgments the Court cannot dismiss as outside the Legislature's domain.
A key factor in the CTEA's passage was a 1993 European Union (EU) directive
instructing EU members to establish a baseline copyright term of life plus 70
years and to deny this longer term to the works of any non-EU country whose
laws did not secure the same extended term. By extending the baseline United
States copyright term, Congress sought to ensure that American authors would receive
the same copyright protection in Europe as their European counterparts. The
CTEA may also provide greater incentive for American and other authors to
create and disseminate their work in the United States. Additionally, Congress
passed the CTEA in light of demographic, economic, and technological changes,
and rationally credited projections that longer terms would encourage copyright
holders to invest in the restoration and public distribution of their works.
Pp. 7-17.
(b) Petitioners' Copyright Clause arguments, which rely on several novel
readings of the Clause, are unpersuasive. Pp. 17-28.
(1) Nothing before this Court warrants construction of the CTEA's 20-year term
extension as a congressional attempt to evade or override the 'limited Times'
constraint. Critically, petitioners fail to show how the CTEA crosses a
constitutionally significant threshold with respect to 'limited Times' that the
1831, 1909, and 1976 Acts did not. Those earlier Acts did not create perpetual
copyrights, and neither does the CTEA. Pp. 18-19.
(2) Petitioners' dominant series of arguments, premised on the proposition that
Congress may not extend an existing copyright absent new consideration from the
author, are unavailing. The first such contention, that the CTEA's extension of
existing copyrights overlooks the requirement of 'originality,' incorrectly
relies on Feist Publications, Inc. v. Rural Telephone Service Co., 499
U. S. 340, 345, 359. That case did not touch on the duration of copyright
protection. Rather, it addressed only the core question of copyrightability.
Explaining the originality requirement, Feist trained on the Copyright
Clause words 'Authors' and 'Writings,' id., at 346-347, and did not
construe the 'limited Times' prescription, as to which the originality requirement
has no bearing. Also unavailing is petitioners' second argument, that the
CTEA's extension of existing copyrights fails to 'promote the Progress of
Science' because it does not stimulate the creation of new works, but merely
adds value to works already created. The justifications that motivated Congress
to enact the CTEA, set forth supra, provide a rational basis for
concluding that the CTEA 'promote[s] the Progress of Science.' Moreover,
Congress' unbroken practice since the founding generation of applying new
definitions or adjustments of the copyright term to both future works and
existing works overwhelms petitioners' argument. Also rejected is petitioners'
third contention, that the CTEA's extension of existing copyrights without
demanding additional consideration ignores copyright's quid pro quo, whereby
Congress grants the author of an original work an 'exclusive Right' for a
'limited Tim [e]' in exchange for a dedication to the public thereafter. Given
Congress' consistent placement of existing copyright holders in parity with
future holders, the author of a work created in the last 170 years would
reasonably comprehend, as the protection offered her, a copyright not only for
the time in place when protection is gained, but also for any renewal or
extension legislated during that time. Sears, Roebuck & Co. v. Stiffel
Co., 376 U. S. 25, 229, and Bonito Boats, Inc. v. Thunder Craft Boats,
Inc., 489 U. S. 141, 146, both of which involved the federal patent regime,
are not to the contrary, since neither concerned the extension of a patent's
duration nor suggested that such an extension might be constitutionally infirm.
Furthermore, given crucial distinctions between patents and copyrights, one
cannot extract from language in the Court's patent decisions--language not
trained on a grant's duration-- genuine support for petitioners' quid pro
quo argument. Patents and copyrights do not entail the same exchange, since
immediate disclosure is not the objective of, but is exacted from, the
patentee, whereas disclosure is the desired objective of the author seeking
copyright protection. Moreover, while copyright gives the holder no monopoly on
any knowledge, fact, or idea, the grant of a patent prevents full use by others
of the inventor's knowledge. Pp. 20-27.
(3) The 'congruence and proportionality' standard of review described in cases
evaluating exercises of Congress' power under §5 of the Fourteenth Amendment
has never been applied outside the §5 context. It does not hold sway for
judicial review of legislation enacted, as copyright laws are, pursuant to
Article I authorization. Section 5 authorizes Congress to 'enforce' commands
contained in and incorporated into the Fourteenth Amendment. The Copyright
Clause, in contrast, empowers Congress to define the scope of the
substantive right. See Sony, 464 U. S., at 429. Judicial deference to
such congressional definition is 'but a corollary to the grant to Congress of
any Article I power.' Graham v. John Deere Co. of Kansas City, 383 U. S.
1, 6. It would be no more appropriate for this Court to subject the CTEA to
'congruence and proportionality' review than it would be to hold the Act
unconstitutional per se. Pp. 27-28.
2. The CTEA's extension of existing and future copyrights does not violate the
First Amendment. That Amendment and the Copyright Clause were adopted close in
time. This proximity indicates the Framers' view that copyright's limited
monopolies are compatible with free speech principles. In addition, copyright
law contains built-in First Amendment accommodations. See Harper & Row,
471 U. S., at 560. First, 17 U. S. C. §102(b), which makes only expression, not
ideas, eligible for copyright protection, strikes a definitional balance
between the First Amendment and copyright law by permitting free communication
of facts while still protecting an author's expression. Harper & Row,
471 U. S., at 556. Second, the 'fair use' defense codified at §107 allows the
public to use not only facts and ideas contained in a copyrighted work, but
also expression itself for limited purposes. 'Fair use' thereby affords
considerable latitude for scholarship and comment, id., at 560, and even
for parody, see Campbell v. Acuff-Rose Music, Inc., 510 U. S. 569. The
CTEA itself supplements these traditional First Amendment safeguards in two
prescriptions: The first allows libraries and similar institutions to reproduce
and distribute copies of certain published works for scholarly purposes during
the last 20 years of any copyright term, if the work is not already being exploited
commercially and further copies are unavailable at a reasonable price, §108(h);
the second exempts small businesses from having to pay performance royalties on
music played from licensed radio, television, and similar facilities,
§110(5)(B). Finally, petitioners' reliance on Turner Broadcasting System,
Inc. v. FCC, 512 U. S. 622, 641, is misplaced. Turner Broadcasting
invalidated a statute requiring cable television operators to carry and
transmit broadcast stations through their proprietary cable systems. The CTEA,
in contrast, does not oblige anyone to reproduce another's speech against the
carrier's will. Instead, it protects authors' original expression from
unrestricted exploitation. The First Amendment securely protects the freedom to
make--or decline to make--one's own speech; it bears less heavily when speakers
assert the right to make other people's speeches. When, as in this case,
Congress has not altered the traditional contours of copyright protection,
further First Amendment scrutiny is unnecessary. See, e.g., Harper & Row,
471 U. S., at 560. Pp. 28-31.
239 F. 3d 372, affirmed.
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